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https://www.investopedia.com/terms/c/compliance-officer.asp
Oct 01, 2020 · A compliance officer is an individual who ensures that a company complies with its outside regulatory and legal requirements as well as internal policies and bylaws. Compliance officers have a duty...
https://www.roberthalf.com/blog/salaries-and-skills/compliance-officers-what-they-do-and-why-theyre-in-demand
Oct 10, 2019 · Compliance officers are responsible for ensuring their organization complies with government regulations — domestically as well as globally, if applicable — and avoids missteps that could result in hefty fines, legal ramifications and reputation damage. Compliance officers also need to make sure that employees are following internal compliance policies.
https://www.betterteam.com/compliance-officer-job-description
A Compliance Officer, or Compliance Manager, ensures a company functions in a legal and ethical manner while meeting its business goals. They are responsible for developing compliance programs, reviewing company policies, and advising management on possible risks.
https://www.ganintegrity.com/blog/what-is-corporate-compliance/
Nov 20, 2019 · In the broadest definition, corporate compliance is the ability to lead large groups of people toward achieving certain standards of conduct. You have a body of people somehow affiliated with one enterprise (the “corporate” part) who must obey certain rules (the “compliance” part). That’s it, really. Sure, we can refine that broad idea into several more precise definitions; and we should …
https://thepractice.law.harvard.edu/article/the-chief-compliance-officer/
Historically, in large publicly traded corporations, the compliance and ethics function was overseen by the chief legal officer (CLO) of the company (which could be the CLO or the GC). Often, the compliance function reported to the GC, and sometimes the GC simultaneously served in the CCO role. And this often remains true today.
https://www.ganintegrity.com/blog/corporate-compliance-program/
Aug 11, 2020 · For a compliance officer’s purpose, however, a more apt definition might be the secondary meaning of the word: “capable of performing without failure under a wide range of conditions.” That’s what compliance officers need to achieve.
https://www.sec.gov/news/statement/supporting-role-of-chief-compliance-officers.html
Jun 29, 2015 · Chief Compliance Officers of Investment Advisers (CCOs) play an important and crucial role in fostering integrity in the securities industry. They are responsible for making sure that their firms comply with the rules that apply to their operations.
https://www.rocketlawyer.com/blog/what-is-corporate-compliance-and-how-to-maintain-it-925434
Apr 20, 2018 · Corporate compliance is making sure your company complies with all laws, standards, regulations and ethical practices that apply to your business. Most companies manage compliance by creating a corporate compliance program. To be more efficient, often internal policies are rolled in with compliance requirements to create one overall program.
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