Section 16 Corporate Officer

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Who are your Section 16 officers? Williams Mullen

https://www.williamsmullen.com/news/who-are-your-section-16-officers

Sep 25, 2013 · For the most part, determining your Section 16 officers is a fairly routine matter, and the SEC respects and rarely challenges these determinations due to their fact-sensitive nature. The SEC recently made such a challenge, however, and lost in a federal court case involving a company’s conclusions regarding its own officers. The SEC similarly defines an “officer” in Rule 16a-1 (f) and an …Location: 200 South 10th Street, Richmond, 23219, VA

A primer on Section 16 officers - Lexology

https://www.lexology.com/library/detail.aspx?g=470e5e9a-0bf7-4a5e-8d77-65f2504699fd

Apr 18, 2013 · Certain officers are specifically deemed to be an “officer” under Section 16, including the company’s president, principal financial officer, principal accounting officer (or, if there is no ...

Section 16 Definition - investopedia.com

https://www.investopedia.com/terms/s/section-16.asp

What Is Section 16? Section 16 is a rule within the Securities Exchange Act of 1934 (SEA) that articulates the regulatory filing responsibilities that directors, officers, and principal...

SEC.gov Exchange Act Section 16 and Related Rules and Forms

https://www.sec.gov/divisions/corpfin/guidance/sec16interp.htm

Oct 12, 2017 · Answer: Yes. The officer's purchase would be subject to Section 16, and the officer would be required to file a Form 3 within 10 days of the reincorporation and a Form 4 reporting both the purchase and sale of the common shares following the sale of those shares.

Section 16 Officers definition - Law Insider

https://www.lawinsider.com/dictionary/section-16-officers

Section 16 Officers means any person who is an "officer" within the meaning of Rule 16a-1 (f) promulgated under the Exchange Act or any successor rule, and who is subject to the reporting requirements under Section 16 of the Exchange Act with respect to Company's Common Stock. Sample 1 Sample 2 Sample 3

Who are your Section 16 officers? Martindale.com

https://www.martindale.com/legal-news/article_williams-mullen_1975046.htm

Section 16(B)—If at First You Don’t Succeed…

https://corpgov.law.harvard.edu/2017/03/01/section-16b-if-at-first-you-dont-succeed/

Mar 01, 2017 · If an officer, a director or a large (10% or more) shareholder of a public corporation realizes a profit from buying and selling stock within a six-month period, Section 16 (b) of the Securities Exchange Act of 1934 (the “Act”) authorizes the corporation to recover from such statutory insider any so-called “short swing” profits.Author: Phillip Goldstein

What Is Section 16 Reporting? Securities Lawyer 101

https://www.securitieslawyer101.com/2013/section-16-reporting/

Jan 03, 2013 · Section 16 (a) of the Exchange Act of 1934 (the “Exchange Act”) requires the reporting of beneficial ownership by the officers, directors and stockholders who hold stock directly or indirectly, beneficially owning more than 10% of the company’s common stock or other class of equity securities registered under Section 12 (b) or 12 (g) of the Exchange Act.

Words Of Wisdom

https://wowlw.com/Article/Index/143

Jan 01, 2017 · The definition of Section 16 officer is designed to apply narrowly to the small subset of executives in the company who have significant policy-making functions. In addition to a factual analysis of a person’s duties and responsibilities, a company’s corporate organization and reporting lines often will help inform the analysis.

Section 16

https://www.section16.net/

Section 16 Disclosure on Corporate Websites; Section 16 Updates Section 16 Cases & Enforcement Actions Explore in detail cases and materials mentioned in each issue of Section 16 Updates. Back Issues of Section 16 Updates Access the back issues of Peter Romeo and Alan Dye's Section 16 Updates, in word-searchable format, from the inaugural issue ...

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